THE SIGNIFICANCE OF FRANKENSTEIN

 

E. NAGESWARA RAO

University of Alberta, Edmonton, Canada

 

Mary Shelley’s Frankenstein is an extraordinary novel in many ways. It was the first novel of a nineteen-year-old girl with an unusual background. Mary’s mother was the author of the first feminine document Vindication of the Rights of Woman. Her father’s Political Justice influenced the thought of his time considerably. Her husband was reputed to be an atheist and a socialist. Among her friends was Lord Byron.

 

Mary wrote Frankenstein in Geneva in 1816. Though started as a ghost story, the finished novel is more than that. A multiplicity of themes from a variety of sources 1 are fused in it by linked analogies and repetitive patterns in structure and action. The alternate title, “The Modern Prometheus,” focuses our attention on a dominant theme of the novel. Prometheus stole fire from the gods to preserve mankind. Thus he had usurped the powers of the gods and rebelled against oppression. The poet Shelley was fully deeply impressed by this spirit of liberty and used this myth in this Prometheus Unbound on which he was working at about the same time as his wife was writing her first novel.

 

Prometheus’s modern counterpart, Frankenstein, “stole” another vital secret of the gods by animating a corpse through scientific experiments. He was motivated by a desire for knowledge: “….if I could bestow animation on lifeless matter, I might in process of time...renew life where death had apparently devoted the body to corruption.” 2

 

But he viewed the moment of his triumph as a “catastrophe.” He racked by guilt and fear because of his subconscious realization of his crime against God’s creation. His sense of guilt becomes accentuated with every incident in the novel. Because of bitter remorse he abandoned making a female companion for the Monster. He had realized the “wickedness” of his deed, repented for it, and tried to annihilate the Monster. In this, the modern Prometheus is rather different from the ancient one.

 

Frankestein’s guilt introduces the theme of The Ancient Mariner into the novel. The hero in Coleridge’s poem had killed an Albatross and had brought swift retribution upon himself and his companions. The burden of the lonely mariner’s guilty soul could be relieved only by confessing his wicked deed and by communicating his agony to a sympathetic listener. Frankenstein is another version to the travelling mariner. He had not killed any of God’s creatures. But he had broken the same divine law indirectly. The Monster was his creature and the Monster’s crimes were his crimes. His anguish and alienation increase with every murder committed by his creature. When innocent Justine was condemned to death for supposedly killing his brother, Frankenstein says: “Anguish and despair had penetrated into the core of my heart; I bore a hell within me, which nothing could extinguish.” (p. 73)

 

Like Coleridge’s mariner, Frankenstein was also tortured by “deep, dark, deathlike solitude.” William, Justine, Clerval and Elizabeth were taken away from him by his own creature. He was desolate. His redemption also came through suffering. The death of his relatives and friends, imprisonment, illness, isolation and mental distress have cleansed his soul somewhat. He unburdened guilt-ridden soul like the ancient mariner by telling his story Captain Walton.

 

Frankenstein’s alienation from society may be interpreted as a punishment for his attempt to cross human limitations. His intellectual curiosity tempted him to seek forbidden knowledge even as Adam was tempted to eat the fruit of the forbidden tree. Adam lost paradise for his sin. Frankenstein lost his happiness and became a pitiable wanderer. Adam’s salvation comes through suffering and confession.

 

Mrs. Shelley had used her knowledge of Paradise Lost extensively. The forest near Ingolstadt where the old man and his children lived in a cottage is similar to Milton’s Garden of Eden and its inhabitants. The cottagers were victims of injustice and ingratitude. Their suffering and exile were caused by the baseness of man to his fellowmen. But Adam and Eve were tricked into disobedience to God by Satan.

 

The portrait of the Monster is a careful blending of Adam and Satan. On reading Paradise Lost, the Monster himself observed what he shared with each of them.

 

Like Adam, I was apparently united by no link to any other being in existence; but his state was far different from mine in every respect. He had come forth from the hands of God a perfect creature, happy and prosperous, guarded by the especial care of his creator; he was allowed to converse with, and acquire knowledge from, beings of a superior nature: but I was wretched, helpless, and alone. Many times I considered Satan as the fitter emblem of my condition; for often, like him, when I viewed the bliss of my protectors [the cottagers] the bitter gall of envy rose within me. (p. 112)

 

Frankenstein refers to his brain-child as the Wretch, Devil Abhorred Entity, Detested Form, Odious Companion, Horror, Hideous Phatasm and Vile Insect. Most of these terms are descriptions of Milton’s Satan. Mary uses some of these expressions in her 1831 preface. Her own attitude to this strange being is indicated by the fact that this creature was never christened and was always called the Monster.

 

The Monster is clearly meant to be an unusual combination of Adam and Satan. He had epitomized the long, slow development of man’s civilized life of many millennia into a few months and had learnt many things very fast. He had developed a thirst for knowledge and was self-educated. Tender feelings of affection welled up in him and he craved for companionship. He had made desperate attempts to befriend the cottagers and others. But his physical appearance terrified and repelled others. Even the cottagers who were themselves victims of injustice denied him friendship. His alienation is even more terrible than his maker’s. So he complained bitterly: “Satan had his companions, fellow-devils, to admire and encourage him; but I am solitary and abhorred.” (p. 112) As for Adam, Eve was there to comfort him. But the Monster was shunned and despised by all mankind including his “father”.

 

He was also a victim of injustice and ingratitude like the cottagers in whose proximity he had lived a very fruitful life. His repulsive shape and consequent isolation were blamed on his creator. His benevolent actions like saving a drowning child were misunderstood and this alienated him even more. He vowed vengeance on his maker and on mankind for his undeserving fate. He persistently questioned his creator as Adam had questioned God:

 

Did I request thee, Maker, from my clay

To mould me Man? did I solicit thee

From darkness to promote me...?

Paradise Lost, X, 743-745.

 

Frankenstein and the Monster represent a psychological conflict between parent and child. The Monster’s revolt and vengeful chase of his maker is a rebellion of creature against creator, a re-enactment of Satan’s rebellion against God, a repetition of Adam’s disobedience, a reflection of Frankenstein’s own violation of the divine law. The Monster had probably greater reason to revolt than any of the others, for as he complained, be did not have any of the advantages that all of them have had. By demanding a female companion, he had asserted his right to happiness.

 

From chapter V to the end, pursuit is another important theme. In the beginning, the Monster follows Frankenstein wreaking vengeance on him by killing three of his dearest ones. But the murder of Elizabeth, Frankenstein’s bride, reverses their roles in the pursuit. It is now Frankenstein who sought out the Monster over ice-bound lands and oceans. While the Monster’s vengeful murders and his sudden ghost-like appearances do not look like a consistent pursuit, Frankenstein’s difficult journey is presented as a continuous hunt in the last few chapters, Curiously, the hunter was urged and sustained by the hunted.

 

It is in the course of this two-way chase that we become aware of yet another theme. Frankenstein and the Monster are not really two independent entities. They are “complementary” and “antithetical.”3 The creature is an extension of the creator in that he represents the destructive potentialities latent in Frankenstein. The two may be seen as two aspects of a disintegrated personality, an anticipation of the theme of Dr. Jekyll and Mr. Hyde. Frankenstein becomes a disintegrated personality after his dangerous experiment. He becomes more of an emotional and imaginative person and the Monster represents intellect. In their several confrontations, the Monster’s arguments stand out for their unassailable logic.

 

However, it is wrong to see the Monster as an unfeeling, unthinking robot. He had voiced concern for the poor and the suffering and aired views on political justice and education. He had frequently given expression to his emotions. His affection and jealousy were roused when he observed the life of the cottagers. His compassion made him save a drowning child. He revenges himself on Frankenstein by killing three persons. He had felt hunger and thirst the same way as other humans feel. He even had sexual urges when he saw Felix and Safie making love to each other.

 

If the Monster is Frankenstein’s own reflection, or at least some aspect of him, Captain Walton is a projection of Frankenstein. He too has something in common with Frankenstein. He was bound for “the unexplored regions” in search of dangerous and forbidden knowledge. His quest parallels Frankenstein’s earlier quest for the secret of life. Therefore, Frankenstein counsels the Captain:

 

Are you mad, my friend?….or whither does your senseless curiosity lead you? Would you also create for yourself and the world a demoniacal enemy? Peace, peace! Learn my miseries, and do not seek to increase your own. (p. 189)

 

Frankenstein and Captain Walton erroneously assume that knowledge is a higher good than love or sympathy and that can be independent of a compassionate society. 4 Both of them started off with benevolent and selfless motives which tend to degenerate into Satanic pride. Self-glory made Walton nearly endanger the lives of his companions. Observe Frankenstein’s admission to Captain Walton:

 

When I reflected on the work I had completed, no less a one than the creation of a sensitive and rational animal, I could not rank myself with the heard of common projectors. But this thought, which supported me in the commencement of my career, now serves  only to plunge me lower in the dust. All my speculations and hopes are as nothing; and, like the archangel who aspired to omnipotence, I am chained in an eternal hell...” (p. 190)

 

Captain Walton shares with Frankenstein and the Monster, a terrible sense of isolation. He wrote to his sister early in his voyage:

 

But I have one want which I have never yet been able to satisfy; and that absence of the object of which I now feel as a most severe evil. I have no friend, Margaret: ...I desire the company of a man who could sympathise with me; whose eyes would reply to mine. You may deem me romantic, my dear sister, but I bitterly feel the want of a friend. (pp. 6-7)

 

The Monster, Frankenstein and Captain Walton are bound one to the other since they are aspects and segments of the same personality. 5 It is therefore appropriate that they should merge into one another towards the end of the novel.

 

The narrative structure of the novel is also significantly based on these three principal figures. Captain Walton who was literally on the rim of the world represents the external reality and he starts telling the story of his quest and his encounter with Frankenstein. Then Frankenstein tells his story from chapter I through chapter X. The core of the novel, chapters XI through XVI, is told by the Monster. This narrative pattern may be likened to a series of three concentric circles. The innermost circle represents the Monster and his horrors. The outermost circle represents reality. This Chinese-box structure in the narrative underscores the merging of themes and characters on yet another level.

 

The foregoing discussion of the themes, characters and structure or Frankenstein brings us to the question: Is this a Gothic novel? It has few of the conventions and devices of that genre of fiction. In a Gothic novel, the action takes place in the past, usually in the Middle Ages, in and around a haunted castle. The action in Mrs. Shelley’s novel is not in the past, nor is it located In a medieval castle, though some critics tried to establish a tenuous link between it and Frankenstein’s laboratory. There is no ghost, though the Monster is ghost–like in his demeanor. There is no monk, no magic and no witchcraft in Frankenstein. There is no incest. There are no clanking chains, no trap doors, no underground passages, and no charnel houses in this novel. There are, however, terror and horror, but they are not of the melodramatic variety as the typical Gothic novel.

 

But the novel is a powerful tragedy. It is Frankenstein’s tragedy presented somewhat in the Greek manner. Frankenstein is exceptional in his intelligence and makes a significant choice, accomplishes something unique with completely good intentions. But once his goal was reached, he swelled with pride on his own admission. It is this hubris which, in his judgment, led to his fall. 6 Like the fall of a Greek tragic hero, his destruction was brought through mental anguish. Frankenstein’s reanimation of a dead body was a blasphemous act just like Prometheus’s act of stealing fire from Zeus or Captain Ahab’s vengeful pursuit of a dumb brute. Frankenstein also evokes the emotions of pity and fear, pity for the hero’s plight and fear or the monstrosities of his creature.

 

What then is the true significance of this novel written by a teenager of rare imagination? Its moral implications an important to us in the twentieth century, hundred and fifty years after its first publication. To Mary, the romantic, the rational mind seemed to be evil, breeding only evil. Hence the Monster who represents the rational mind is presented as abominable. 7 Frankenstein’s story is also a reworking of the Faustus myth where a person barters away his soul for doubtful and dangerous knowledge. Frankenstein is a tragedy of Mary’s own life, 8 of her age, of the irreconcilable conflict between emotion and intellect, faith and doubt, mind and matter, and science and religion The Space Age has brought this conflict into clear focus once again. Hence Frankenstein has a relevant meaning and a significant message to us.

 

1 See Burton R. Pollin, “Philosophical and Literary Sources of Frankenstein,” Comparative Literature, XVII. 98.

2 Frankenstein; or The Modern Prometheus (London, 1831). P. 40. Hereafter citations to this novel will be found in the text.

3 Muriel Spark, Child of Light (Hardleigh, 1951). p. 134.

4 M. A. Goldberg, “Moral and Myth in Mrs. Shelley’s Frankenstein, Keats-Shelley Journal, VIII, Part I (Winter 1959). P. 33

5 In Jungian terms, Walton may be identified as the subjective psyche (consciousness), Frankenstein as the personal unconscious, and the Monster as the objective psyche (collective unconscious). These three have a complementary and compensatory relationship.

6 There are few indications of hubris in Frankenstein’s life after the creation of the Monster, though he reasoned thus.

7 Critics have suggested that Frankenstein is Mary’s reproach to father’s and her husband’s belief in the ‘perfectibility’ of man.

8 Mary Graham Lund, “Mary Godwin Shelley and the Monster,” The University of Kansas City Review, XXVII (Summer 1962). p. 253

 

 

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